The Compliance Director will help support the ongoing efforts of the Compliance Department by ensuring our firm remains compliant with all applicable...
In this pivotal role, you will support our Director of Investment Operations, playing a key role in streamlining our investment operations, enhancing...
* Serve as the project co-lead on the annual reclassification process by ensuring that both our HRMS system (Banner) and our data are ready and accurate...
* Manage the firm’s U.S. compliance program, including all duties relating to registration with the SEC
* Oversight, administration, and documentation...