896 Investment Research Compliance Officer Jobs Nationwide

* Oversee monthly compliance testing * Conduct annual compliance reviews in both the US and UK, and any mock audits * Update the compliance manuals...

Today, markets face a whole new set of pressures but also a whole lot of opportunity too. Opportunity to innovate differently. Opportunity to invest...

Fund * Review journal entries * Review quarterly unaudited financial statements * Lead annual audits of the Fund * Support portfolio company valuations...

* Develop and implement Human Resources strategies and initiatives aligned with the overall business strategy, including, but not limited to...

* Provide legal advice to the team regarding trade, employment, corporate, risk regulatory and other matters * Execute the core of the compliance...

We seek a CFO, critical for driving our medical device client's next growth phase, including capital raising, IPO preparation, and strategic...

* Participate in the design, development and on-going management of Realta Wealths advisory platform and investment solutions * Support Chief...

* Serve as the companys sustainability officer responsible for developing, executing, monitoring and reporting on Environmental, Social and...

Growing Boston based investment management firm seeks a junior/mid level compliance officer to join their growing team. This individual will...

, Investments, Boston/ Hybrid (2 days per week in office, 3 remote) About the Company/Role: Well established investment advisory based in Boston...

* Provide strategic legal advice and guidance to senior management on a wide range of legal issues affecting the company's operations. * Draft...

* Assist in the preparation of CCO reports for registered fund boards * Complete annual policy and procedure reviews in accordance with Rule 38a...

Natixis is searching for a director-level Loan Review Officer to join the New York team to help support the Managing Director and other team members...

75 Billion Alternative Asset Manager Seeks a Chief Compliance Officer *Reporting to the Deputy Chief Compliance Officer *Supervising a staff...

The ideal candidate will be an experienced and strategic Chief Financial Officer, with proven experience driving growth and consistently delivering...

Clayton Early Learning is seeking a dynamic and experienced Senior Director of Development to lead our development efforts. Reporting to the...

The Chief Financial Officer is a partner to the CEO and executive team in establishing strategies and tactics to achieve Inteks long-term vision...

* Collaborate with senior executives to develop growth plans for the organization. * Success in this role includes having the ability to define...

* focused, business-minded HR leadership, emphasizing HRs measurable contribution to business success and business metrics. * HR staff to enhance...

The Senior Compliance Manager is an integral part of Boston Partners 8-person compliance department. The Senior Compliance Manager will be expected...