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2 Senior Compliance Examiner Reviews

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Senior Compliance Examiner at Financial Industry Regulatory Authority
in Dallas, TX

Please give us a one liner to describe this review.

"A great place for a beginner as well as the professional."

What do you like about working at Financial Industry Regulatory Authority?

"Gain extensive industry knowledge."

Do you have any tips for others interviewing with this company?

"Be honest and straight forward about abilities but also show that your aggressive with taking ownership and completing projects. Time management is a must."

What don't you like about working at Financial Industry Regulatory Authority?

"Work life balance."

Senior Compliance Examiner at Stifel Nicolaus
in Rahway, NJ

Please give us a one liner to describe this review.

"honest"

What do you like about working at Stifel Nicolaus?

"Independence, worked in the field"

Do you have any tips for others interviewing with this company?

"If you live in St Louis, look for the experience and get more licenses and move on in 2-3 years"

What don't you like about working at Stifel Nicolaus?

"Lack of communication, poor benefits and inexperienced management"

What suggestions do you have for management?

"Bring in more experienced people. You get what you pay for"

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